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Financial Times: FSA record of fines

Published: April 23 2007 03:00 | Last updated: April 23 2007 03:00

Individuals

Aug ’06, Philippe Jabre: £750,000 (market abuse)
Dec ’04, Robert Bonnier: £290,000 (market abuse); Indigo Capital: £65,000 (market abuse)

Firms

Aug ’04, Shell: £17m (market abuse) Jun ’05, Citigroup: £13.9m (principles breaches)Apr ’06, Deutsche Bank: £6.35m (principles breaches)Dec ’02, CSFI: £4m (misleading Japanese tax authorities)Dec ’03 Abbey National: £2.32m (money laundering)Nov ’03 Lloyds TSB: £1.9m (unsuitable high income product sales)Aug ’02 RSA: £1.35m (pension review failings)

Feb ’07 Nationwide: £980,000 (controls)

Copyright The Financial Times Limited 2007

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